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Recent developments in asset management in United Kingdom
26.10.2021The regulatory landscape for asset management since early 2020 has primarily been focused on managing the impact and consequences of the covid-19 pandemic and, during 2021, the United Kingdom's departure from the European Union at 11.00pm on 31 December 2020 (IP Completion Day).
The SMCR - Where are we now?
19.10.2021As the FCA’s flagship initiative for improving accountability and responsibility within financial services, the SMCR has had far-reaching implications for firms.
New Bank of England chief economist warns of long-lasting inflation
11.10.2021The new Bank of England chief economist, Hue Pill, warns of long-lasting inflation. Read More Online
Could shared banking hubs keep the high street bank going for a few more years?
22.09.2021Hundreds of bank branch closures have led to the point where the regulator is now calling on banks to reconsider changes and, according to the Financial Times, this could go as far as to block future closures.
Should paraplanners be listed on the FCA Register?
15.09.2021The Senior Managers and Certification Regime (SMCR) was created to address risks posed by adviser firms employees, whose role may allow them to do “significant harm to the firm or its customers”.